Advanced Diploma of Financial Licensing Management - FNS60715


Type of institution: Registered Training Organisation
Level: Pre-degree


  • Provide advice in derivatives
  • Establish, supervise and monitor practice systems to conform with legislation and regulations
  • Comply with financial services regulation and industry codes of practice
  • Prepare trading strategies for clients
  • Determine client requirements and expectations
  • Plan and establish compliance management systems
  • Manage premium customer relationships
  • Determine and manage risk exposure strategies
  • Advise clients on financial risk
  • Hedge financial products
  • Provide advice in securities
  • Undertake risk identification
  • Provide advice in foreign exchange
  • Analyse financial market products for client
  • Provide appropriate and timely information and advice to clients
  • Provide leadership across the organisation
  • Provide appropriate services, advice and products to clients
  • Develop and implement risk mitigation plan
  • Establish or review human resources, administration and information support
  • Price financial transactions
  • Record and implement client instructions
  • Conduct product research to support recommendations
  • Assess risks

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