Diploma of Financial Markets - FNS51015
Financial Education Professionals Pty Ltd
Type of institution: Registered Training Organisation
Level: Pre-degree
CRICOS:
This qualification reflects job roles in financial markets involving duties in the areas of client advising, operations and dealing. Individuals in these roles have autonomy in performing technical operations, apply solutions to a range of often complex problems, and research, analyse and evaluate information from a variety of sources. They apply initiative to plan, coordinate and evaluate their own work and provide guidance to others. Licensing/Regulatory Information Work functions in the occupational areas where this qualification may be used are subject to regulatory requirements. Refer to the FNS Implementation Guide Companion Volume or the relevant regulator for specific guidance on requirements.
Subjects
- Provide advice in derivatives
- Conduct work within a compliance framework
- Apply knowledge of emissions markets
- Prepare trading strategies for clients
- Determine client requirements and expectations
- Process transaction documentation
- Manage premium customer relationships
- Advise clients on financial risk
- Provide advice in the regulated emissions market
- Hedge financial products
- Reconcile financial transactions
- Provide advice in securities
- Provide advice in foreign exchange
- Analyse financial market products for client
- Complete confirmation and settlement processes
- Provide appropriate and timely information and advice to clients
- Provide appropriate services, advice and products to clients
- Analyse risk mitigation in the operations process
- Apply limits when trading
- Analyse financial markets and information
- Price financial transactions
- Record and implement client instructions
- Provide advice in managed investments
- Conduct product research to support recommendations
- Monitor and process collateral
- Apply principles of professional practice to work in the financial services industry
- Detect errors and fraud when processing financial transactions
- Assess risks
