Diploma of Finance and Mortgage Broking Management - FNS50315


Type of institution: TAFE Institute
Level: Pre-degree
CRICOS: 00591E

This qualification reflects management roles in finance and mortgage broking where work is undertaken independently, through an aggregator, or involves managing a workplace team. At this level individuals are expected to apply theoretical knowledge and specialised skills in a range of situations and to display initiative and judgement in planning activities. They have autonomy in performing complex technical operations and may be responsible for the work of others within broad but generally well-defined parameters.Licensing/Regulatory Information No licensing or certification requirements apply to this qualification at the time of publication. However, some units will specify relevant licensing, legislative and/or regulatory requirements that impact on the unit. Refer to the FNS Implementation Guide Companion Volume for guidance on requirements.


  • 15 units: 10 core
  • 5 elective


  • Prepare loan application on behalf of finance or mortgage broking clients
  • Grow the practice
  • Identify client needs for broking services
  • Establish, supervise and monitor practice systems to conform with legislation and regulations
  • Comply with financial services regulation and industry codes of practice
  • Implement workplace information system
  • Determine and manage risk exposure strategies
  • Develop and nurture relationships with clients, other professionals and third party referrers
  • Manage people performance
  • Settle applications and loan arrangements in the finance and mortgage broking industry
  • Improve the practice
  • Identify risk and apply risk management processes
  • Undertake risk identification
  • Develop workplace policy and procedures for sustainability
  • Develop and monitor policy and procedures
  • Present broking options to client with complex needs
  • Present broking options to client
  • Provide leadership across the organisation
  • Identify and develop broking options for clients with complex needs
  • Monitor and manage small business operations
  • Implement complex loan structures
  • Plan, organise and facilitate learning in the workplace
  • Manage operational plan
  • Participate in WHS hazard identification, risk assessment and risk control
  • Apply principles of professional practice to work in the financial services industry
  • Assess risks

Study information

CampusFeesEntryMid year intakeAttendance
Bankstown College No
  • Flexible Delivery : 12 weeks

Fee comments

Campuses: Bankstown College.

**PAYMENT OPTIONS AND ASSISTANCE**This course is approved for a Commonwealth VET Student Loan (VSL). If you meet the VSL eligibility and academic suitability requirements, you are able to apply to the Commonwealth for a loan to cover all or part of your course fee. We will ask you whether you would like to apply for a VET Student Loan when you enrol and advise you of the process. Find out more about [VET Student Loans](https://www.tafensw.edu.au/vet-student-loans)Direct payment by Unit of Study instalments is available for this course. The Units of Study and associated fees for this course are detailed below. Fees are charged on the census day for each Unit of Study. To secure a loan for part or all of your course, you must be eligible and submit a valid application to the Commonwealth for a VET Student Loan. You may withdraw prior to the census date without incurring a fee.

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